51
Vice President Of Compliance jobs in New York, NY
Barclays —New York, NY
Shares knowledge across the wider Compliance Assurance function fostering best practice and owning/driving personal learning and development to support…
$145,000 - $192,000 a year
JPMorgan Chase & Co —New York, NY
Work closely with colleagues in CCOR to promote best practices and consistency across asset classes and regions; coordinate with functional team members in…
$118,750 - $193,000 a year
11d
Flare —New York, NY
Prepared to think-outside-the-box and partner with cross functional strategic teams in pioneering the growth and development of new business lines for the…
$275,000 - $300,000 a year
Quick Apply
New York City Economic Development Corporation —New York, NY
The Opportunity M/W/DBE analyzes market trends and business capacity to design programming that will support contractors in their growth and attainment of City…
$115,000 - $120,000 a year
Quick Apply
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
This role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in managing a comprehensive compliance risk…
$140,000 - $196,000 a year
9d
BNY Mellon —New York, NY
Analyzes existing and proposed legislation, regulatory announcements and industry practices to help the assigned businesses develop and implement procedures to…
$90,500 - $161,250 a year
Quick Apply
JPMorgan Chase & Co —Brooklyn, NY
Risk Management provides independent oversight and maintains an effective control environment. External/internal audit, compliance, operational risk consulting,…
$118,750 - $193,000 a year
Barclays —New York, NY
Engaging with senior stakeholders across the Front Office including Markets, Banking, Research, and the Chief Operating Office team in relation to transactions,…
$183,290 - $190,000 a year
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
$128,000 - $178,000 a year
JPMorgan Chase & Co —New York, NY
Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions.
$118,750 - $193,000 a year
11d
Morgan Stanley —New York, NY
Collaborate with other team members with operational risk metric analysis, Wealth Management Operational Risk Committee material review, and management of…
Estimated: $99.4K - $126K a year
JPMorgan Chase & Co —Jersey City, NJ
Support the identification and assessment of JPM’s key compliance risks including ensuring firmwide consistency in the implementation of the CRA Program.
$118,750 - $190,000 a year
Citi —New York, NY
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal…
$142,320 - $213,480 a year
2d
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Effective and diplomatic negotiation skills, a proactive approach in communicating issues and strength in sustaining independent views.
$137,000 - $178,000 a year
10d
Wedbush Securities —New York, NY
Keep up-to-date on changes in federal and state compliance laws and regulations impacting the group of assigned compliance focus area(s).
$140,000 - $165,000 a year
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Ability to partner effectively with cross-functional (technical and non-technical) stakeholders. Leveraging data to evaluate the progress of workstreams and…
$137,000 - $178,000 a year
2d
JPMorgan Chase & Co —Jersey City, NJ
Working closely with business leads to ensure well-written annual investment details, developing and overseeing a process to review and approve new technology…
$123,500 - $190,000 a year
State Street —New York, NY
As a second line independent control function, Compliance assesses compliance, regulatory and reputational risk; monitors for compliance with new or amended…
$160,000 - $235,000 a year
11d
Jefferies & Company, Inc. —New York, NY
Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure compliance with new or…
$150,000 - $190,000 a year
10d
Blackstone Group —New York, NY
CAMS or equivalent AML certification. Update procedures and desk top guidance related to investor on-boarding process.
$140,000 - $200,000 a year
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