54
Vice President Of Compliance jobs in New York, NY
JPMorgan Chase & Co —New York, NY
Help the business provide a first class service to corporate clients and their employees, focused on legal risk management and problem-solving;
$218,500 - $300,000 a year
New York City Economic Development Corporation —New York, NY
The Opportunity M/W/DBE analyzes market trends and business capacity to design programming that will support contractors in their growth and attainment of City…
$115,000 - $120,000 a year
Quick Apply
Flare —New York, NY
Prepared to think-outside-the-box and partner with cross functional strategic teams in pioneering the growth and development of new business lines for the…
$275,000 - $300,000 a year
Quick Apply
BNY Mellon —New York, NY
Analyzes existing and proposed legislation, regulatory announcements and industry practices to help the assigned businesses develop and implement procedures to…
$90,500 - $161,250 a year
Quick Apply
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
$128,000 - $178,000 a year
6d
JPMorgan Chase & Co —New York, NY
Develop subject matter expertise in equities and fixed income securities and trading practices, as well as related rules & regulations; advise Product Groups …
$118,750 - $193,000 a year
JPMorgan Chase & Co —Jersey City, NJ
Working closely with business leads to ensure well-written annual investment details, developing and overseeing a process to review and approve new technology…
$123,500 - $190,000 a year
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Effective and diplomatic negotiation skills, a proactive approach in communicating issues and strength in sustaining independent views.
$137,000 - $178,000 a year
Citi —New York, NY
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal…
$142,320 - $213,480 a year
4d
JPMorgan Chase & Co —New York, NY
Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions.
$118,750 - $193,000 a year
Morgan Stanley —New York, NY
> Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent Financial Crimes Risk certification/license is a plus.
Estimated: $155K - $196K a year
4d
Ridgewood Savings Bank —Ridgewood, NY
Bachelor’s degree in Risk, Finance, Accounting or similar business-related field required. Strong working knowledge of Fiserv DNA core banking / payments,…
$150,000 - $175,000 a year
4d
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
This role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in managing a comprehensive compliance risk…
$140,000 - $196,000 a year
JPMorgan Chase & Co —Jersey City, NJ
Develop deep subject matter expertise in CCOR functional domains and use that to drive the design of the data models for CCOR data platform, with the goal of…
$124,450 - $203,000 a year
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
The Compliance Training Project Vice President reports to the Director/Head of Compliance Training Operations and Administration and will provide support in the…
$144,000 - $180,000 a year
4d
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Ability to partner effectively with cross-functional (technical and non-technical) stakeholders. Leveraging data to evaluate the progress of workstreams and…
$137,000 - $178,000 a year
12d
Santander US —New York, NY
More specifically, this role will perform a suite of surveillance functions primarily related to transactional activity (e.g., orders, trades) to review, detect…
$103,500 - $160,000 a year
6d
Jefferies & Company, Inc. —New York, NY
Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure compliance with new or…
$150,000 - $190,000 a year
Blackstone Group —New York, NY
Minimum 3 years of experience representing borrowers and lenders in debt financing transactions, including first-lien, second-lien and unitranche term loans,…
$150,000 - $225,000 a year
1d
Citi —Jersey City, NJ
Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going…
$129,840 - $194,760 a year
4d
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