54
Vice President Of Compliance jobs in New York, NY
Citi —Jersey City, NJ
Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going…
$129,840 - $194,760 a year
4d
Global Atlantic Financial Group —New York, NY
Future adjustments may include obtaining specific licenses or certifications to comply with operational needs and conform to applicable industry-specific…
$154,000 - $294,000 a year
JPMorgan Chase & Co —Jersey City, NJ
As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner with business heads…
$128,300 - $190,000 a year
Synchrony —New York, NY
Provide effective challenge of the development and implementation of business change events, including a deeper view of the IT systems and software development…
$110,000 - $185,000 a year
6d
Citi —New York, NY
Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies…
$142,320 - $213,480 a year
Citi —Jersey City, NJ
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and…
$142,320 - $213,480 a year
Blackstone Group —New York, NY
In addition, the employee will have the opportunity to work with legal and compliance teams dedicated to Blackstone’s various other business units and…
$140,000 - $200,000 a year
Blackstone Group —New York, NY
Ongoing review of industry and regulatory developments to assess any relevant information or risks to BXMA’s business.
$150,000 - $225,000 a year
Sompo International —New York, NY
Excellent spoken and written communication skills, including the ability to communicate effectively to both technical and non-technical audiences.
$165,000 - $230,000 a year
Citi —New York, NY
Bar license in good standing to practice law. Provides input into strategic decisions, exercising sound legal judgement to develop proactive, risk-appropriate,…
$211,280 - $316,920 a year
Blackstone Group —New York, NY
Familiarity with SEC, CFTC, and European private placement registration processes; and federal, state and international securities law and regulation (including…
$140,000 - $200,000 a year
Citi —New York, NY
Responsibilities include advising business units on a broad range of global trade related transactions, including bilateral and syndicated trade loan facilities…
$211,280 - $316,920 a year
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
$128,000 - $178,000 a year
6d
Citi —New York, NY
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal…
$142,320 - $213,480 a year
4d
Morgan Stanley —New York, NY
> Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent Financial Crimes Risk certification/license is a plus.
Estimated: $155K - $196K a year
4d
Sumitomo Mitsui Banking Corporation —Jersey City, NJ
The Compliance Training Project Vice President reports to the Director/Head of Compliance Training Operations and Administration and will provide support in the…
$144,000 - $180,000 a year
4d
Ridgewood Savings Bank —Ridgewood, NY
Bachelor’s degree in Risk, Finance, Accounting or similar business-related field required. Strong working knowledge of Fiserv DNA core banking / payments,…
$150,000 - $175,000 a year
4d
Blackstone Group —New York, NY
Minimum 3 years of experience representing borrowers and lenders in debt financing transactions, including first-lien, second-lien and unitranche term loans,…
$150,000 - $225,000 a year
1d
Santander US —New York, NY
More specifically, this role will perform a suite of surveillance functions primarily related to transactional activity (e.g., orders, trades) to review, detect…
$103,500 - $160,000 a year
6d
Citi —New York, NY
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal…
$176,720 - $265,080 a year
7d
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