80
compliance officer jobs in New York, NY
Broker Dealer —New York, NY
Daily risk management and pre/post trade surveillance and analysis. Ability to take decisive action and to motivate and develop others.
$90,000 - $150,000 a year
Quick Apply
Chardan —New York, NY
Financial planning and analysis (FP&A), including supporting design and implementation of a budgeting and reporting framework will also be included as a part of…
Up to $175,000 a year
Quick Apply
5d
Ridgewood Savings Bank —Ridgewood, NY
Bachelor’s degree in Risk, Finance, Accounting or similar business-related field required. Strong working knowledge of Fiserv DNA core banking / payments,…
$150,000 - $175,000 a year
4d
Citi —New York, NY
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal…
$142,320 - $213,480 a year
4d
NYC Careers —New York, NY
In depth understanding of federal, state and local laws and regulations relating to equal employment opportunity, sexual harassment, retaliation, and reasonable…
$87,003 - $100,053 a year
Essen Healthcare —Bronx, NY
Participate in evaluation of internal controls to see that processes are in place capable of detecting significant instances or patterns of unethical conduct by…
$225,000 - $275,000 a year
Quick Apply
S&P Global —New York, NY
Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations.
$118,094 - $207,348 a year
Guardian Life Insurance Company —New York, NY
Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field agents and advisors, and applicable rules…
$148,970 - $244,745 a year
Natixis North America LLC —New York, NY
Assist in the enhancement of existing surveillance monitoring models and controls and contribute to the development of new models and detection tools.
$140,000 - $180,000 a year
Citi —New York, NY
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal…
$176,720 - $265,080 a year
7d
The City University of New York (CUNY) —New York, NY
Review student records to ensure compliance with federal and state standards regarding satisfactory academic progress, return to Title IV, and grade point…
$115,333 - $124,656 a year
7d
ALLIANCE ELEVATOR COMPANY LLC —Long Island City, NY
Oversee risk management, identify potential areas of compliance vulnerability, and develop strategies to mitigate potential risks.
$145,000 - $180,000 a year
7d
Sumitomo Mitsui Banking Corporation —New York, NY
Ability to translate technical subject matter and convey it in easily understandable components for the clients. Provides training to covered business units.
$142,000 - $243,000 a year
4h
NYC Careers —Queens, NY
In addition, twenty-four (24) credits from an accredited college or graduate school in cyber security, network security, computer science, computer programming,…
$86,101 - $101,295 a year
JPMorgan Chase & Co —Jersey City, NJ
As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner with business heads…
$128,300 - $190,000 a year
Citi —New York, NY
Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies…
$142,320 - $213,480 a year
Sumitomo Mitsui Banking Corporation —New York, NY
Ability to translate technical subject matter and convey it in easily understandable components for the clients. Provides training to covered business units.
$222,000 - $285,000 a year
Citi —New York, NY
The Internal Audit mission is to provide independent, objective, reliable, valued and timely assurance to the Board, senior management and regulators of…
$250,000 - $500,000 a year
Marex —New York, NY
Use technical expertise and Surveillance toolset to make determinations on whether or not an alert is a true positive or false positive, closing false positives…
$90,000 - $125,000 a year
Quick Apply
7d
Guggenheim Partners —New York, NY
Reviewing deal structures to perform beneficial owner analysis. Responsibilities will include conducting beneficial owner and control person due diligence on…
$115,000 - $120,000 a year
12d
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