26
compliance officer jobs in New York, NY
Essen Healthcare —Bronx, NY
Participate in evaluation of internal controls to see that processes are in place capable of detecting significant instances or patterns of unethical conduct by…
$225,000 - $275,000 a year
Quick Apply
CIBC —New York, NY
In support of CIBC’s core purpose: to make our clients’ ambitions a reality, Risk Management is accountable for the independent oversight of risk management…
$235,000 - $265,000 a year
Barclays —New York, NY
Bachelor’s degree level educated within a relevant field and highly proficient in Microsoft PowerPoint and Excel.
$115,000 - $145,000 a year
13d
York College/CUNY —Jamaica, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
Sumitomo Mitsui Banking Corporation —New York, NY
Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and…
$257,000 - $280,000 a year
14d
Amex —New York, NY
Drive implementation of policy and regulatory requirements in the areas of UDAAP, and other relevant federal, state and local regulations.
$130,000 - $205,000 a year
5d
Campus —New York, NY
Translate a variety of federal and state mandates and regulations into compliance programs, working with teams across the business to build trainings for…
$130,000 - $160,000 a year
Quick Apply
13d
Capital Rx —New York, NY
Assist in conducting regular assessments and audits to monitor compliance and identify risks with implementation.
$130,000 - $160,000 a year
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes planning, directing, developing and implementing policies, programs, standards and procedures to ensure compliance with all…
$200,000 - $225,000 a year
Quick Apply
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes assisting with planning, directing, developing, and implementing policies, programs, standards, and procedures to ensure compliance…
$160,000 - $180,000 a year
Quick Apply
The City University of New York (CUNY) —Queens, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
Sumitomo Mitsui Banking Corporation —New York, NY
Provide end-user support and training/guidance to CPAD and other compliance users, supporting additional oversight and 2LoD challenging routines required by…
$161,000 - $231,000 a year
ALLIANCE ELEVATOR COMPANY LLC —Long Island City, NY
Oversee risk management, identify potential areas of compliance vulnerability, and develop strategies to mitigate potential risks.
$145,000 - $180,000 a year
7d
ICL —New York, NY
Master's degree or doctorate in psychology, education, social work, health/public health administration or related field.
$180,000 - $220,000 a year
Quick Apply
Sumitomo Mitsui Banking Corporation —New York, NY
Ability to translate technical subject matter and convey it in easily understandable components for the clients. Provides training to covered business units.
$142,000 - $243,000 a year
4h
Société Générale —New York, NY
Coordinate internal audits, and federal and state regulatory exams, inquiries, and investigations, as well as various regulatory filings.
$176,000 - $326,000 a year
NYC Careers —Queens, NY
A master's degree from an accredited college or university with specialization in an appropriate field of physical, biological, environmental or social science…
$92,301 - $112,000 a year
Rothschild & Co —New York, NY
Designated point of contact with the SEC, FINRA and state regulatory bodies, managing regulatory audits, inquiries, investigations and exams.
Estimated: $157K - $198K a year
4d
NYC Careers —Queens, NY
In addition, twenty-four (24) credits from an accredited college or graduate school in cyber security, network security, computer science, computer programming,…
$86,101 - $101,295 a year
Guggenheim Partners —New York, NY
Perform daily surveillance of GI access to third-party sites to determine whether GI is private in an issuer’s data room.
$190,000 - $215,000 a year
12d
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