32
compliance officer jobs in New York, NY
Lisa Management —New York, NY
Ensure compliance with all applicable local, state, and federal rules and regulations related to affordable housing including fair housing, LIHTC and Section 8…
$110,000 - $120,000 a year
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Essen Healthcare —Bronx, NY
Participate in evaluation of internal controls to see that processes are in place capable of detecting significant instances or patterns of unethical conduct by…
$225,000 - $275,000 a year
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Amex —New York, NY
Drive implementation of policy and regulatory requirements in the areas of UDAAP, and other relevant federal, state and local regulations.
$130,000 - $205,000 a year
7d
CIBC —New York, NY
In support of CIBC’s core purpose: to make our clients’ ambitions a reality, Risk Management is accountable for the independent oversight of risk management…
$235,000 - $265,000 a year
York College/CUNY —Jamaica, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
Nestlé Health Science —Hoboken, NJ
Understand the key strategies and operations of the business and assist the business in identifying compliance risks and develop and implement solutions as part…
$180,000 - $200,000 a year
1d
BitGo —New York, NY
Lead the development and implementation of enterprise testing programs in addition to determining the accuracy and completeness of each program.
$144,400 - $195,400 a year
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Société Générale —New York, NY
Coordinate internal audits, and federal and state regulatory exams, inquiries, and investigations, as well as various regulatory filings.
$176,000 - $326,000 a year
Campus —New York, NY
Translate a variety of federal and state mandates and regulations into compliance programs, working with teams across the business to build trainings for…
$130,000 - $160,000 a year
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ALLIANCE ELEVATOR COMPANY LLC —Long Island City, NY
Oversee risk management, identify potential areas of compliance vulnerability, and develop strategies to mitigate potential risks.
$145,000 - $180,000 a year
10d
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes planning, directing, developing and implementing policies, programs, standards and procedures to ensure compliance with all…
$200,000 - $225,000 a year
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Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes assisting with planning, directing, developing, and implementing policies, programs, standards, and procedures to ensure compliance…
$160,000 - $180,000 a year
Quick Apply
Guggenheim Partners —New York, NY
Perform daily surveillance of GI access to third-party sites to determine whether GI is private in an issuer’s data room.
$190,000 - $215,000 a year
Sumitomo Mitsui Banking Corporation —New York, NY
Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and…
$257,000 - $280,000 a year
Barclays —New York, NY
Bachelor’s degree level educated within a relevant field and highly proficient in Microsoft PowerPoint and Excel.
$115,000 - $145,000 a year
NYC Careers —Queens, NY
A baccalaureate degree from an accredited college and four years of satisfactory, full-time progressively responsible clerical/administrative experience…
$81,659 - $134,686 a year
Rho Business Banking —New York, NY
Ensure best-in-class monitoring and surveillance systems are in place to prevent suspicious activities; work with Rho’s technical teams to understand and design…
$184,000 - $215,000 a year
1d
Rothschild & Co —New York, NY
Designated point of contact with the SEC, FINRA and state regulatory bodies, managing regulatory audits, inquiries, investigations and exams.
Estimated: $134K - $169K a year
6d
The Educational Alliance Inc. —New York, NY
Perform regular audits; develop a company-wide tracking system and other tools to ensure that programs are “review ready”.
$70,000 - $80,000 a year
Quick Apply
Capital Rx —New York, NY
Assist in conducting regular assessments and audits to monitor compliance and identify risks with implementation.
$130,000 - $160,000 a year
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