Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.
Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.
Job Overview
Position Schedule: Full-Time
The Registration Department plays a critical role in achieving the Compliance Division's mission of promoting our clients' best interest while helping to ensure the firm remains in compliance with industry rules and regulations. Registration associates are responsible for executing all of the tasks and processes involved in providing and maintaining proper security registrations for FAs, BOAs, HQ associates and branch offices.
Responsibility Summary :
- Maintain a high level of expertise of the registration processes.
- Ensure the accuracy of registration data provided to regulators and maintained in firm systems.
- Collaborate with stakeholders to create efficient & effective processes that maximize value & minimize resource needs.
- Work with vendors, regulators, and other external stakeholders to understand changes to regulations including state regulations and the applicability to firm business processes.
- Participate in special projects as assigned. Will represent team as Subject Matter Expert in project efforts. Will lead smaller project efforts.
- Uses system, regulatory and team function expertise to drive necessary upgrades and testing efforts.
- Support peers through daily workflow, escalation resolution, coaching opportunities, and training new associates.
- Understand and apply firm and industry policies and regulations to business decisions.
At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate:
Hiring Minimum: $52080
Hiring Maximum: $85880
Skills/Requirements
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Bachelor's degree preferred
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Strong preference for 1-2 years securities industry experience.
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Ability to understand complex compliance and regulatory requirements.
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Sound judgment, problem-solving and decision-making skills.
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Organizational skills to ensure deadlines are met.
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Process management skills.
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Ability to handle exception requests while maintaining compliance with industry regulations.
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Communicate effectively with associates, regulators, branch teams and other departments.
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Strong written and verbal communication skills and ability to deliver negative or sensitive information.
Awards & Accolades
At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones
About Us
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
1Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.
Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
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